The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
General
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Posted by The Portfolio Group • £35K/yr to £40K/yr
Overview
In this newly created role, you will be responsible for managing a variety of compliance-related issues, including assessing risks, identifying patterns, and conducting internal audits.
We are seeking a highly motivated, skilled, and driven Compliance Manager to join our client's evolving Compliance Team.
Assist the Compliance Officer for Legal Practice (COLP) in handling claims, complaints, Data Subject Access Requests (DSARs), and associated litigation.
General
A leading law firm in Manchester is looking for an experienced Risk & Compliance Executive to join their dynamic team.
This is an exciting opportunity for someone with a strong background in compliance and civil litigation to play a key role in mitigating regulatory risks and exposures.
Posted by Medlock Partners Limited • £78,299.52/yr to £88,086.97/yr
A prominent law firm is looking for an experienced AML Compliance Manager to join their Risk & Compliance team in Manchester.
The position also ensures adherence to AML and sanctions regulations across the organization.
This newly established role has been created to support fee earners by managing complex queries, delivering targeted training, and overseeing the firm's Anti-Money Laundering (AML) policies and compliance processes.
Posted by In Technology Group Limited • £40K/yr to £50K/yr
About Us
We are working with a leading player in the Financial and Legal Sector who are on the hunt for an experienced and meticulous IT Compliance Manager to join their ranks in managing and maintaining key accreditations to continue driving the success of a multimillion-pound organisation.
Role Overview
As an IT Compliance Manager, you will play a critical role in maintaining and enhancing our accreditations for various ISO standards, including 27001, 5001, 4001, and 9001.
Your expertise will ensure our compliance with industry regulations and standards, supporting our ongoing efforts in Data protection and Corporate Social Responsibility (CSR) projects.