The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
This role is based in the heart of London, offering an 18-month fixed term contract.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
I am currently partnered with a Local Government authority in Central London who require a Commercial Policy & Compliance Officer to join their team on a 6-month contract to support the Commercial Director in the provision of strategic support, development and planning for Commercial Services and the wider business, and in ensuring consistency of procurement policy and guidance across the business and alignment of their initiatives to the Procurement Code.
Main Duties & Responsibilities
Responsibility for the creation, development and maintenance of procurement policy, guidelines and compliance activities, including bench-marking and implementation of best practice.
To author user documentation, manuals, guidance notes, etc.
My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring.
The individual will provide subject matter expertise and advice on financial crime; sanctions and licensing matters as well as support the monitoring function and provide guidance where needed.
Based in the compliance onboarding team of a global broking organisation we are looking for someone with five years KYC and AML experience within the financial markets.
It would be highly preferred that you have a background on-boarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities
Responsibilities include, but are not limited to:.
My client seeking a meticulous and proactive Finance Assistant to join our team initially on a contract basis with potential to go perm.
In this role, you will accurately maintain and process all sales ledger records, perform regular credit control activities to ensure timely debt payments, and support the finance team in meeting departmental deadlines and objectives.
Your active participation in the month-end process will be crucial to our financial operations.