As part of our ongoing growth, we are looking for a data analyst to join the Compliance team.
Managing and analysing data is a vital part of the Compliance teams work to provide reliable data for our learners, employers and staff throughout their apprenticeship journey.
Pareto Apprenticeships are a fast-growing provider of Sales, Digital and Management apprenticeships.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
General
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Managing a small team you will lead compliance efforts, ensuring that operations meet all necessary regulations and standards.
An excellent opportunity has come up to join the firm's successful compliance function as a Senior Compliance Manager, to oversee regulatory and legal compliance globally for the firm.
Our client is a market leading Technology business who are highly regarded across their sector, empowering them to create cutting-edge technology solutions for UK businesses.
A hugely successful company close to Leigh is looking for an experienced Product Compliance Officer.
Staff rewards and more!
The role offers a salary of up to £35,000 with lots of benefits including an annual bonus, pension scheme, free parking and holidays that increase to 24 days plus bank holidays over time (including your birthday as an extra day off!