The Compliance Administrator plays a crucial role in assisting the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships.
This position provides administrative and operational support to ensure efficient and effective oversight activities.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
They are currently looking for an experienced Accounts Assistant who will be responsible for ensuring all accounts are kept up to date and accurate, through receiving and reconciling payments, keeping on top of outstanding monies and finance reporting.
You will work closely with other staff members across the company, including management teams, supporting finance-related tasks.
My client is a leading, independent multi branch Lettings and Estate Agency brand who have built up an impressive reputation over many years.
Posted by Anderson Recruitment Ltd • £30K/yr to £35K/yr
Our client in Tewkesbury, with over 15 years' experience within the construction industry have a brand-new opportunity for a Compliance Coordinator to join their ever-growing team on a permanent basis.This is fantastic opportunity to work within a growing business in a fast-paced busy environment, with a real team buzz!
The successful candidate will be working closely with the Group Health and Safety Manager ensuring all relevant laws, regulations and standards are being followed whilst assisting in the development and implementation of new policies and procedures.
A valid UK driving licence is essential as on occasion you may be required to visit construction sites across the UK.
Posted by Service Service Employment Agency Limited • £25K/yr to £28K/yr
The main purpose of this Administrative role is to provide a compliant administrative service to my clients Planners, their team, and clients.
About the role
My client, a fully independent boutique practice on the outskirts of Gloucester, who take great care in catering to the needs of their loyal client base, are looking for an experienced Administrator to join their established team of professionals.
Posted by Douglas Scott Legal Recruitment • Competitive
I am currently recruiting for a Technical and Compliance Manager on behalf of a forward thinking Law Firm based in Gloucestershire.
The firm is seeking a self-motivated individual to oversee and manage the technical legal advice program across all transactional teams.
This position is ideal for an experienced and passionate Property Solicitor looking to contribute directly to the success and growth of a well-respected legal practice.