Your new company
The client is dedicated to upholding the highest standards of compliance and adherence to regulations. As a leading insurance firm, they take pride in their integrity, transparency, and commitment to their clients. They are in search of a dynamic and experienced Head of Compliance Monitoring to join their team and ensure that operations remain consistently compliant with all relevant laws and regulations.
Your new role
- Lead and manage the Compliance Monitoring team to ensure effective oversight of all compliance activities.
- Develop and implement comprehensive compliance monitoring programs.
- Conduct regular audits and assessments to identify potential compliance risks and areas for improvement.
- Collaborate with various departments to ensure compliance with internal policies and external regulations.
- Provide expert advice and guidance on compliance matters to senior management and staff.
- Prepare and present detailed reports on compliance activities and findings to the Board of Directors.
- Stay up-to-date with regulatory changes and industry best practices to ensure the firm's compliance framework remains robust and effective.
What you'll need to succeed
- Experience of working in Policy Advisory/Monitoring/Remediation/Assurance across different aspects of financial services/financial markets.
- Strong knowledge of FCA requirements specifically relating to health, benefits and life products, within both ICOBs and COBs.
- Good knowledge of FCA requirements in relation to investment, pension and mortgage products.
- Strong experience of developing monitoring frameworks
- Leading a compliance team
- Strong knowledge of regulatory requirements and compliance best practices
What you'll get in return
- Salary up to £100,000
- 25 days holiday (plus bank holidays), pro-rated for part year service
- Contributory pension scheme - 4% employer contribution and 5% employee contribution
- Income protection
- Access to a Healthcare Cashplan
- Discounts on gym membership across the U
- Salary sacrifice schemes - Travel Insurance, Cycle to Work, car leasing, technology purchase
- Access to discounted personal health policies - Critical illness, private medical, dental plans
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
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