We are working with a highly successful London based law firm and they are seeking a compliance assistant to join them on a permanent basis.
The successful candidate will join the compliance team and assist with monitoring and implementing the firm's risk and anti-money laundering procedures.
You will carry out a variety if duties ranging from assisting with the administration of the firm's risk, data protection and entertainment registers as well as identifying senior managers on any risk issues as they arise.
Posted by Page Personnel Finance • £200/day to £220/day
My client is seeking a diligent and detail-oriented Compliance Assistant to join a dynamic compliance team.
The successful candidate will play a crucial role in ensuring their operations adhere to regulatory requirements and internal policies, contributing to their ongoing commitment to ethical practices and regulatory excellence.
This is a hybrid 12 month contract, offering the flexibility to work both remotely and from their central London office.
Working alongside the Head of Risk and Compliance, you will be responsible for:
The role would suit a Compliance Officer or Compliance Assistant, with upwards of 2 years' compliance experience gained either in a legal or professional services environment.
Our client, a leading law firm in the heart of Newcastle, is looking to recruit a Compliance Officer to join their growing compliance team.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by WALKER COLE INTERNATIONAL LTD • £25K/yr to £35K/yr
General
Walker Cole International is searching for a Quality Assurance (QA) Compliance Assistant to join an exciting pharmaceutical company based in the North-West of the UK.
As the Quality Assurance Compliance Assistant, you will assist with the management of the Quality Management System (QMS).
Key Responsibilities as the Quality Assurance Compliance Assistant
Management of Change Controls, Corrective and Preventative Actions (CAPAs).