The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.
The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
Posted by Mosaic Recruitment Ltd., • £40K/yr to £43K/yr
To assist with the day to day running of the Compliance Department and to help communicate, maintain and monitor the on-going compliance activities within the business, ensuring all regulatory and company requirements are fulfilled, documented and communicated in a professional and supportive manner.
The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
We champion diversity across all areas of our organisation and are particularly focused on welcoming applications from females, to address the underrepresentation of women in our property roles.Here at settle we are looking for an Compliance Manager.
Operating across Hertfordshire, Bedfordshire, Buckinghamshire, and South Cambridgeshire, you'll play a crucial role in providing safe, high-quality homes where residents can take pride and create lasting memories.By working closely with local stakeholders, we identify sector needs and develop strategic plans, including delivering new, affordable homes to meet housing demands.
Our 23,000 diverse residents are the heart of settle, and we place them at the centre of everything we do.
Posted by Psixty Recruitment Ltd • £40K/yr to £50K/yr
The Mortgage Advisor will be to taking new enquiries from a variety sources, identify the requirements and place with the correct lender, underwrite new applications and package them with care, skill, and diligence to present a perfectly packaged case to a lending partner and consistently process pipeline business, ensuring an efficient and satisfactory outcome for the borrower.
Over the last 20 years our client has grown to become the UK's leading specialist finance broker, providing fast, flexible unrivalled access to the UK's specialist finance marketplace.
The continuous growth has created new roles within the residential mortgage team.