Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
We are working with our client to recruit an individual with attention to detail and diligence to join their Risk and Compliance team.
If you have experience in conducting risk analysis, AML checks, resolving escalated conflicts and become a point of contact on all client onboarding queries we want to hear from you!
To be considered for the role, you'll require the following essentials:
Posted by Hays Specialist Recruitment Limited • £26K/yr to £35K/yr
With over 2,500 professionals employed across Europe, the Americas, Asia, and the Middle East, my client is a truly global company who currently have an excellent opportunity for an experienced legal compliance professional to join their Leeds office as a Compliance Analyst.
This role will involve the successful candidate reviewing client files under the supervision and direction of an experienced management team in relation to businesses operating within the Cayman and British Virgin Island jurisdictions and ensuring that legislation is being complied with at all times.
Although candidates with experience working on matters within these jurisdictions would be of extreme interest to my client, it is not an absolutely essential criterion and my client would still equally consider candidates with approximately 3 years of experience working in legal services or professional services.
Professional services firm is seeking to recruit an experienced Information Security Manager to be responsible for managing the firm's ISO27001, Cyber Essentials, GDPR compliance programmes and managing an on-going information security risk assessment programme.
In addition, you will work with the firm's IT team on an on-going basis by providing advice and consultancy regarding the information security implications of any system upgrades.
Working with the the wider firm, the Information Security Manager will deliver a commercial, pragmatic, effective and risk-based approach to activities that provide appropriate access to, and protect the confidentiality, availability and integrity of client, employee, and corporate information.