Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
Posted by JH Partners (EMEA) Company Limited • £110K/yr to £160K/yr
The CCO will be responsible for developing, implementing, and overseeing the company's compliance program to ensure adherence to international standards, mitigate risks, and uphold the highest ethical standards.
We are seeking an experienced and dynamic Chief Compliance Officer (CCO) with a strong background in the cryptocurrency industry.
This remote role demands a deep understanding of global compliance regulations and the ability to navigate the rapidly evolving legal landscape of the crypto market.
Posted by Davies Talent Solutions • £40K/yr to £50K/yr
Role Overview
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
General
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
Our client, a well-established Insurance Managing General Underwriter, are looking to recruit a Compliance Officer to support the Company Secretary in managing corporate governance including SMCR, making company filings, preparing agendas and collating materials for Board and sub-committee meetings.
Candidates must have experience working in a regulated firm's risk and/or compliance environment, preferably Insurance, as well as a good understanding of the FCA GI regulatory environment.
You will be responsible for minute-taking and following up any open actions, as required as well as assisting with the monitoring of risks within the risk register, reporting risk incidents, assessing the operation of stated control environments to manage and mitigate risks and preparing the necessary management information and reporting of risk KPIs to the Board.
Act as a deputy to the Head of Regulatory Affairs in the delivery of the compliance plan, including associated monitoring and reporting.
General
To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance team, attending meetings, producing reports and deputising as required.
A specialist Insurance MGA is currently recruiting for an experienced Compliance Manager to join their growing team in London