The Consultant - Compliance Project Lead will be responsible for reconciling all investment compliance rules, ensuring accuracy of Aladdin BQL rule codes, and building a framework to support investment guideline review and management.
This role, pivotal to supporting the company's growth and diversified portfolio, involves a compliance professional consultant to develop a robust compliance framework for internal systems and BlackRock Aladdin Solutions.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
Posted by Sterling Williams LTD • £40K/yr to £50K/yr
Sterling Williams are currently working with a cross border payments & remittance institution who are actively hiring for a Compliance Analyst on a 6 month Fixed Term Contract basis (likely to turn permanent thereafter)
We are looking for a Compliance Analyst who will be part of the global compliance team and take on duties supporting senior management.
Relevant experience in the financial services (ideally from within a Payments, FinTech, EMI, or Digital challenger) AML, KYC and Customer Onboarding is a must.
Our Compliance team currently contains 3 staff members, and this role will be a valuable addition to our growing and changing team.
This role is required to ensure that all statutory compliance obligations and requirements across the Group are met and consistent with up to date legislation, health & safety and best practice in relation to; gas safety and servicing requirements, electrical testing, FRA, Water, Lifts, Asbestos and other related services including solar and renewable energy assets.
The successful candidate will work effectively with key internal colleagues and external partners and stakeholders to ensure they contribute to enabling the Group to fulfil all of its property related compliance, health and safety, and other statutory and regulatory obligations.
Our Compliance team currently contains 3 staff members, and this role will be a valuable addition to our growing and changing team.
This role is required to ensure that all statutory compliance obligations and requirements across the Group are met and consistent with up to date legislation, health & safety and best practice in relation to; gas safety and servicing requirements, electrical testing, FRA, Water, Lifts, Asbestos and other related services including solar and renewable energy assets.
The successful candidate will work effectively with key internal colleagues and external partners and stakeholders to ensure they contribute to enabling the Group to fulfil all of its property related compliance, health and safety, and other statutory and regulatory obligations.
Posted by RD Financial Recruitment • £350/day to £450/day
Intro
One of the Worlds most respected brands is seeking an experienced compliance professional with a meticulous eye for detail and a robust understanding of financial regulations.
We are recruiting for a Compliance Monitoring Manager based in Bracknell, Berkshire, offering a competitive daily rate and the flexibility to work from home up to 50% of the time, depending on business needs.
If you excel in conducting thorough reviews and providing valuable insights to ensure regulatory compliance, this opportunity is perfect for you.
Compliance Officer working with Insurance Company for an initial 6-month contract, this will be paying between £425 - £475 per day (inside IR35).
The role will support the CorSo and UK business meet its Compliance requirements, and provide advisory support as required, as well as perform key regulatory tasks including but not limited to Regulatory monitoring and Regulatory reporting.
This is a Hybrid contract, 3 days per week in the office.