Regulatory/FinCrime/Compliance SME
Location: London (Central Office)
Contract Duration: 6-month contract initially, with extensions offered for other internal projects
IR35 Determination: Inside
Work Arrangement: Hybrid (2-3 days in office)
My client is a Global Asset and Investment Manager experiencing dramatic growth through strategic acquisitions. They are committed to maintaining the highest standards of compliance and regulatory practices as they expand their footprint.
They are seeking a highly experienced Regulatory/FinCrime/Compliance SME Contractor, who can hit the ground running and deliver exceptional results in systems and control. The ideal candidate will have strong expertise in AML, Client Management, Consumer Duty, and other regulatory/compliance areas, with over 10 years of experience in compliance and process review.
Key Responsibilities:
- Provide expert compliance advice and process review services to clients.
- Implement and enhance systems and controls to ensure regulatory compliance.
- Specialise in Anti-Money Laundering (AML) processes, client management, consumer duty regulations, and other regulatory/compliance areas.
- Manage compliance and regulatory projects within large wealth management and investment management businesses.
Qualifications:
- Minimum of 10 years of experience in compliance and regulatory roles within Financial Services organisations.
- Proven track record as a compliance SME capable of delivering results quickly.
- Extensive experience with systems and control implementation.
- Strong expertise in AML, Client Management, Consumer Duty, and other regulatory/compliance areas.
- Prior experience with wealth management and investment management businesses.
- Preferably have experience working with UK and US entities.
- Excellent process review and advisory skills.
What We Offer:
- Competitive Day Rate (discussed on CV review).
- Opportunity to work with a global leader in asset and investment management.
- Flexible hybrid working arrangements (2-3 days in office).
- Supportive and collaborative work environment.
- Potential for contract extensions and involvement in other internal projects.
Interviews will be taking place from Thursday 25th July, with successful candidates wanted to start no later than 2nd September.
If you think you're suitable for the role, please apply and submit an up-to-date CV.
My client is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, colour, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.
Please click here to find out more about our Key Information Documents. Please note that the documents provided contain generic information. If we are successful in finding you an assignment, you will receive a Key Information Document which will be specific to the vendor set-up you have chosen and your placement.
To find out more about Huxley, please visit www.huxley.com
Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 1st Floor, 75 King William Street, London, EC4N 7BE, United Kingdom | Partnership Number | OC387148 England and Wales