Compliance Monitoring Manager – Bracknell, Berkshire
Salary: £450 per day
Contract: Compliance Monitoring Manager
Intro:
One of the Worlds most respected brands is seeking an experienced compliance professional with a meticulous eye for detail and a robust understanding of financial regulations. If you excel in conducting thorough reviews and providing valuable insights to ensure regulatory compliance, this opportunity is perfect for you. We are recruiting for a Compliance Monitoring Manager based in Bracknell, Berkshire, offering a competitive daily rate and the flexibility to work from home up to 50% of the time, depending on business needs.
The Role:
As the Compliance Monitoring Manager, you will play a vital role within our client's Risk and Compliance Department. Reporting directly to the Compliance and Risk Section Manager, you will provide a second line of defence to the business. Your responsibilities will include conducting thematic reviews, managing risks, participating in internal and external audits, and assisting the business in meeting its legal and regulatory obligations.
Main Responsibilities:
- Support Risk and Compliance:
Assist the Risk and Compliance department to ensure the business meets its legal and regulatory obligations.
- Thematic Reviews:
Conduct thorough thematic reviews from a second-line perspective in key business areas such as complaints, affordability and creditworthiness assessments, vulnerable customers, and user access. Produce comprehensive reports on findings and recommend actionable next steps.
- Risk Management:
Share responsibility for risk management activities, assist with risk management across the business, ensure internal systems and assessments are frequently updated, and support the business with risk management queries.
- Horizon Scanning:
Identify regulatory announcements and upcoming changes, write briefing notes covering key regulatory updates and announcements for senior management.
- Transactional Monitoring:
Conduct monthly transactional monitoring of key operational areas, such as Data Subject Access Requests, breaches, and financial promotions.
About You:
To be successful in this role, you should possess the following qualifications, skills, and experience:
Required:
- Experience working in a regulated financial services firm.
- Ability to understand and interpret legislation and regulation.
- Experience conducting second line monitoring, both transactional and thematic.
- Experience producing management information.
- Highly organised and accurate approach to work.
- Strong analytic and interpretive skills.
- Strong report writing skills.
- Effective communication skills at all levels.
- Effective presentation skills.
- Good knowledge and use of Microsoft Office programs and IT environments.
Desirable:
- Knowledge of current motor finance regulatory trends and requirements.
The Offer:
In return for your expertise and dedication they offer:
- A competitive daily rate of £450.
- A flexible working arrangement, allowing you to request to work from home up to 50% of the working days in any one month, subject to business requirements.
- The opportunity to work in a dynamic and supportive environment.
- Comprehensive support and training to ensure you are fully equipped to excel in your role.
- The chance to develop your skills and advance your career within a well-respected organisation.
- A commitment to equal opportunity, diversity, and inclusivity in the workplace, fostering a culture of respect and collaboration.
Apply Now:
If you are ready to take the next step in your career and believe you have the skills and experience our client is looking for, we would love to hear from you.
Join this team and become part of a group dedicated to excellence in compliance and risk management.