The Consultant - Compliance Project Lead will be responsible for reconciling all investment compliance rules, ensuring accuracy of Aladdin BQL rule codes, and building a framework to support investment guideline review and management.
This role, pivotal to supporting the company's growth and diversified portfolio, involves a compliance professional consultant to develop a robust compliance framework for internal systems and BlackRock Aladdin Solutions.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
Posted by IDEX Consulting Ltd • £80K/yr to £100K/yr
I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry!
This position is a hands-on compliance specialist role that would suit someone who has experience as a Compliance Manager, working within the asset management industry.
This company has seen significant success over recent years and is currently undergoing a acquisition phase within their compliance department.
MERJE has partnered with a high profile well reputed within professional services firm, and we're on the lookout for a Compliance Director to join their high-performing financial services regulatory compliance team.
This is an exciting role offering the chance to collaborate with experienced compliance and legal professionals, working on a broad range of regulatory compliance and financial crime matters.
The role is open to candidates based in either Leeds or London, with a hybrid working policy of three days per week in the office.
Posted by IDEX Consulting Ltd • £60K/yr to £70K/yr
Key responsibilities of the role include
Liaising with compliance on regulatory matters.
General
A well known professional services organisation with offices throughout the UK are looking for an experienced T&C / Compliance Supervisor to cover a small team of Financial Advisors in the London and Home Counties area.
This role will be predominantly home based with the requirement to come into the office once a week as a minimum.
Posted by Braundton Consulting Limited • £37K/yr to £42K/yr
Our client is looking for an experienced Contract Asset/ Compliance Manager to join their amazing commercial/residential team!
£37k-£42k Per Annum - Experience Dependent
You would be working for a passionate, dedicated, trustworthy, transparent, and caring company, who believe that this allows everyone to fulfil their potential and enjoy the work they do, creating a great work ethic and team culture.