The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connect with the Bank's regulated activities, and driving a culture of compliance and ethical conduct in the Bank.
You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
As a Risk and Compliance Officer, you will assist in mitigating the regulatory compliance risks inherent in the bank's Business.
General
Our client is a leading foreign bank, they are recruiting a Risk and Compliance Officer to join their team.
This role will report into the Compliance Manager, however, the Head of Risk and Regulatory Compliance has the overall responsibility of the department.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
To assist in the provision of high-quality compliance governance and supervision.
We are looking for an experienced Compliance candidate with a minimum of five years in Compliance, within the financial services industry, preferably banking, with strong understanding of financial crime, regulatory compliance, international sanctions.
To support the Head of Compliance in executing a comprehensive programme across the business, this role has a broad mandate and the ability to leverage data and technology to deliver enhancements to current approaches will be central to its success.
This is a Hybrid role once training is completed you will be expected in at least two days a week.
My client is seeking a skilled Compliance Officer to join their team on a temporary 6-month contract, with a strong potential for the role to become permanent.
Join a prestigious and dynamic banking company in London known for its commitment to excellence and innovation in financial services.
This is a hybrid position, offering a blend of remote and on-site work, designed to provide flexibility while ensuring high performance and collaboration.
Controls Testing & Assurance (CT&A) performs regulatory prescribed testing and assurances processes for and on behalf of the Bank's Anti Financial Crime Department and the Compliance Department.
Assistant Vice President
Job Description
Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank.
If you have a keen eye for detail and a strong understanding of compliance procedures, we would like to hear from you.
BramahHRare seeking a meticulous Compliance Officer & Clerk to Key Stakehodlers to join our wonderful client.
The successful candidate will be responsible for ensuring operations and business transactions follow all relevant legal and internal rules as well as providing administrative support to stakeholders.