As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
Supporting the Compliance Manager in ensuring that the company meets its legal and regulatory obligations.
General
A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period.
This role could lead to future opportunities as the department becomes established.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.
Posted by Deerfoot IT Resources Ltd • £700/day to £750/day
Senior Compliance Advisory Manager
A multi-award-winning financial technology company recognized for its 5-star service platform is seeking a Contract Senior Compliance Advisory Manager.
This is a hybrid role based in Bath / Salisbury and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months.
Posted by LHH Recruitment Solutions • £120K/yr to £140K/yr
Position Overview
This role involves ensuring the company adheres to relevant financial regulations and industry standards, mitigating legal risks, and supporting regulatory audits and investigations.
The In-House Counsel - Client Money Regulatory will be responsible for providing expert legal advice and support on all matters related to client money regulations and compliance.
The role also has other more commercial elements, but it's vital we find someone with an understanding of model B custody.
Candidates should have current experience of identifying, managing and combatting fraud and financial crime in addition to a sound knowledge of FCA regulation, as this role will involve providing compliance advice.
Nest seeks a compliance professional with particular expertise in financial crime and anti money laundering, to join a second line compliance function to cover a 12 month Fixed Term Contract.
Experience of the investment sector is an advantage.