£10 billion as a Compliance Monitoring Analyst (Financial Promotions / Communications) where you will hold this dynamic hybrid role, you will play a crucial part in supporting their Marketing and Distribution teams by reviewing and approving financial promotions and documents.
The role will also encompass regulatory horizon scanning, ongoing monitoring and providing constructive feedback to teams ensure comply with regulations.
Join our client, a prestigious and growing Asset Manager, managing approx.
Promote a Compliance culture across the wider business and assist the MLRO and Head of Compliance with Compliance Monitoring duties.
UK based independent Investment Management firm.
Description
Assist with the Compliance Monitoring Programme (including monitoring of PA Dealing & private investments, Gifts & Entertainment, Emails, Calls, and Outside Interests.
Altum Consulting have exclusively partnered with a global, fast-paced, and growing Commodity Trading busienss based in London to find a Compliance Analyst to join their experinenced team.
About the Role
This is a newly created position in the team reporting to the Senior Compliance Manager based here in the London office.
This business prides itself on the company culture and requires everyone to be in the office 5 days a week.
We are seeking a skilled Compliance Specialist for an exciting opportunity.
You will be responsible for monitoring, analysing, and assessing open-source data to ensure compliance with regulatory standards and mitigate potential risks.
The ideal candidate will have a keen eye for detail, strong analytical skills, and a deep understanding of compliance requirements in various industries.
We have a new and exciting opportunity for a Compliance Analyst to join our London team.
Reporting into a Compliance Manager, your position will involve supporting the Compliance function in ensuring that the firm meets its regulatory objectives.
Please note that this is an onsite role and you will be required to be in the London office 5 days per week
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.
In this role, you will be responsible for:
Contributing to specific initiatives/projects that delve into metrics and data across the business