About the Role
Our client is a fast growing, fully independent bank who offer an alternative ethos centred around positive social impact lending. Due to continued growth, they have a brand-new role for a Compliance Monitoring Analyst - Retail/SME Banking to join their growing Risk team..
Responsibilities of the Compliance Monitoring Analyst - Retail/SME Banking - London role:
- Deliver the Bank's Compliance Monitoring Plan
- Support the UK GDPR compliance and act as a delegate to DPO
- Maintaining the Compliance records (policies, procedures, logs, registers)
- Deliver trainings on compliance related topics
- Assist with other ad-hoc projects and responsibilities
Main tasks and responsibilities:
Strategic/Operational Objectives of the Compliance Monitoring Analyst - Retail/SME Banking - London role:
- Own and manage the Compliance Monitoring Plan and complete the required testing, ensuring completion of Financial Crime & Credit related testing, Completing the CMP Report and updating the CMP Actions Tracker.
- Maintain compliance related logs and registers.
- Act as custodian of all Bank's Policies. Maintain compliance with review guidelines and dissemination.
- Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.
- Monitoring the 'Compliance' shared outlook mailbox and respond to requests for Compliance assistance.
- Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.
Essential Skills and Experience of the Compliance Monitoring Analyst - Retail/SME Banking - London role:
- 2/3 years Compliance experience in a UK Bank in Retail and/or SME
- Good IT skills - Office 365/Excel/PowerPoint
- Attention to Detail / Diligent
- Highly Organised
- Good Time Management
- Results Focused
Desirable Skills & Experience of the Compliance Monitoring Analyst - Retail/SME Banking - London Role
- Compliance qualifications
- Good Regulatory Knowledge
- Relationship Management Skills
For more info about the Compliance Monitoring Analyst - Retail/SME - London role or to apply please send your CV across.