As a Senior Compliance Officer, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation.
Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the remote role comes with an attractive salary package £90k-£100k package including Bonus, Share options, Pension etc...
Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job?
Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team.
Reporting into the Head of Compliance Monitoring, you will be leading and performing BAU monitoring activities and thematic reviews across their various business units.
This business is going through sustainable positive growth, so that's no better time to join them!
The successful candidate will play a crucial role in providing day-to-day advisory and oversight activities, assisting in the delivery of the compliance plan, and managing compliance relationships with assigned managed clients.
With support from the wider Compliance team, you will become the primary point of contact for assigned clients, developing a broad level of technical compliance knowledge with a particular focus on clients with conduct risk-related requirements.
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London.
In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture.
Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards.
A small European Bank has an exciting opportunity for an experienced Compliance Manager.
Your responsibilities will include
Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch.
Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries.
A leading commercial insurance business is currently hiring for a Senior Sanctions & KYC Analyst.
In this role, you will support the compliance officer on a wide range of duties, predominantly reviewing financial and trade sanctions across the Group whilst ensuring KYC is performed on counterparties.
On a day-to-day basis, you will assist with the following
Day to day management and operation of the sanctions strategy and framework.
Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements.
General
Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.