The Senior Compliance Officer will be responsible for the day-to-day management of a diverse and complex portfolio of issues that fall within the remit of the Risk & Compliance function, as allocated by the Head of Risk & Compliance and/or COLP.
The Senior Compliance Officer will report directly to the Head of Risk & Compliance.
The Senior Compliance Officer will be responsible for managing portfolios across all jurisdictions and will take the lead on Northern Ireland and Scotland activities.
The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
As a Senior Compliance Officer, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation.
Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the remote role comes with an attractive salary package £90k-£100k package including Bonus, Share options, Pension etc...
Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job?
Senior Compliance Officer - High Profile Government & Military Contractor
This is an exciting opportunity to work for a high profile company that provides very specialist services to the UK Government and the Ministry of Defence and is a significant player in the defence of the UK.
Highlights
The organisation has won a number of awards of being one of the best places to the work in the UK.
Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team.
Reporting into the Head of Compliance Monitoring, you will be leading and performing BAU monitoring activities and thematic reviews across their various business units.
This business is going through sustainable positive growth, so that's no better time to join them!