The Senior Compliance Officer will be responsible for the day-to-day management of a diverse and complex portfolio of issues that fall within the remit of the Risk & Compliance function, as allocated by the Head of Risk & Compliance and/or COLP.
The Senior Compliance Officer will report directly to the Head of Risk & Compliance.
The Senior Compliance Officer will be responsible for managing portfolios across all jurisdictions and will take the lead on Northern Ireland and Scotland activities.
The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
A Global, leading Media Agency is looking for a Senior Accounting and Compliance Officer to join them in this exciting and hands-on role.
Accounting and Compliance Officer - Media Agency
This role sees you supporting the team in building a top-tier finance function, enhancing controls, and processes, and laying the groundwork for ongoing growth.
As a Senior Compliance Executive, you will be at the forefront of this exciting role, making a significant impact on the firm's and their clients' business compliance.
General
RecruitAbility has an excellent opportunity for a Senior Compliance Executive to join a well-established accountancy and taxation practice who are dedicated to providing an excellent service to their clients believing in innovation, continuous improvement, and investing in their people.
You will be responsible for
Updating, maintaining, and safeguarding company registers.
Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team.
Reporting into the Head of Compliance Monitoring, you will be leading and performing BAU monitoring activities and thematic reviews across their various business units.
This business is going through sustainable positive growth, so that's no better time to join them!
The successful candidate will play a crucial role in providing day-to-day advisory and oversight activities, assisting in the delivery of the compliance plan, and managing compliance relationships with assigned managed clients.
With support from the wider Compliance team, you will become the primary point of contact for assigned clients, developing a broad level of technical compliance knowledge with a particular focus on clients with conduct risk-related requirements.
The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies.
Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week.
This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)
I am delighted to be recruiting for an leading international law firm for a pivotal role: A Senior Compliance Cashier.
The team of five cashiers all directly report into the Chief Cashier and play a crucial part in steering the firm's financial compliance.
Core duties include spearheading client residual balance conformity, trailblazing firm-wide training initiatives for policy adherence and being the go-to for client account support.
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London.
In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture.
Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards.