A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team.
Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success.
Compliance Manager - 12 months - Surrey/Hybrid - up to £85,000 p.a.
Would you like the opportunity to build on and develop Compliance and Regulatory matters for the business, and to be given the autonomy to really shape the function?
Do you want to be part of a growing, driven business that puts customer engagement and company values at its core?
Currently looking for someone to join as Compliance Manager, this person will take over a small cloe knit team of 3 analysts, to continue driving compliance throughout the firm.
Legal 500 firm
We're currently working with a brilliant firm across the Hampshire area, a multi-service firm, looking to build a supportive and inclusive culture.
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid, reduce or transfer the financial liability.
A well known client in the Woking area.
Description
Point of referral for colleagues, our Business Partners and anyone reporting concerns or issues with current Members across The Travel Network Group;.
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid, reduce or transfer the financial liability.
A well known client in the Woking area.
Description
Point of referral for colleagues, our Business Partners and anyone reporting concerns or issues with current Members across The Travel Network Group;.
We are looking to recruit a Compliance Subject Matter Expert, who will join our client based in the local area.
The individual must have a solid understanding of compliance within the Financial Services industry, and you will have full responsibility for managing and leading the compliance training requirements across the entire business.
You will design and deliver compliance training, using your experience to interpret new and amended regulations.
Financial Administration including Team Leader/Management duties with a potential to progress into Technical Associate role - Team Leader/Management experience essential
TIFFANYS WEALTH MANAGEMENT LTD; Position Description
Person Description
Must be extremely Organised and able to multitask.
This senior management role will be responsible for overseeing and managing the Managers who lead our Quality Auditing (QA) team, Complaints team, technical and Credit Risk team.
Reporting to the Head of Customer Support, my client is seeking a dynamic and experienced Customer Excellence Manager to join their team.
The successful candidate will play a crucial role in ensuring the highest standards of customer service and risk management across all aspects of their operations.