Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
As the Senior Compliance Manager within the second line of defence (2LOD) risk and compliance function you will have the chance to shape the risk and compliance approach within company.
This role will provide insight, oversight and challenge on risk and compliance matters.
An exciting opportunity to move into a newly created role, reporting directly into the Head of Compliance.
Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets.
This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, reviewing, training and supporting the business to understand its regulatory responsibilities and comply with regulations.
You will possess strong experience of European financial regulation, such as AIFMD and a background across real assets.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams.
Offer guidance on Environmental, Social, and Governance (ESG) considerations and the global distribution of products and services.
Advise on financial promotions for global distribution, including presentations, factsheets, white papers, website content, and other communications to prospects and investors.
Posted by London Stock Exchange • £20K/yr to £100K/yr
LSEG is more than a diversified global financial markets infrastructure and data business.
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
Posted by Pure Resourcing Limited • £55K/yr to £75K/yr
A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London.
As the Senior Compliance Officer you will be responsible for the provision of compliance/regulatory advice and support for all operational areas of the business, ensuring the company's regulatory and conduct risk appetite, with a material focus on protecting the business from Financial Crime.
Specialising within BTL and Bridging Finance lending, our client prides itself on service and finding workable lending solutions for their clients.
We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.
London / Hybrid
Responsibilities
Support the Head of Compliance in delivering the compliance plan and reporting to boards and committees.
Posted by McCarthy Recruitment Ltd • £32K/yr to £40K/yr
Are you a dynamic Compliance Manager, who wants to lead the compliance, health and safety and facilities management across a number of sites.
You will be responsible for the Facilities/Compliance tasks to ensure a safe working and compliant environment for customers and employees within a retail/warehouse and office environment.
Our client is seeking a Senior Marketing Compliance Manager for a 12-month FTC.
The successful candidate will be responsible for reviewing marketing materials in Europe and international markets to ensure compliance with relevant regulatory financial promotions requirements.
This role offers an exciting opportunity to implement and maintain a secure first line of defence for the Asset Management marketing team across international markets.