Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
As the Senior Compliance Manager within the second line of defence (2LOD) risk and compliance function you will have the chance to shape the risk and compliance approach within company.
This role will provide insight, oversight and challenge on risk and compliance matters.
An exciting opportunity to move into a newly created role, reporting directly into the Head of Compliance.
An excellent opportunity has come up to join the firm's successful compliance function as a Senior Compliance Manager, to oversee regulatory and legal compliance globally for the firm.
Managing a small team you will lead compliance efforts, ensuring that operations meet all necessary regulations and standards.
Our client is a market leading Technology business who are highly regarded across their sector, empowering them to create cutting-edge technology solutions for UK businesses.
Our client is seeking a Senior Compliance Manager to provide first-class, commercially focused compliance advisory support within real assets.
This role offers the opportunity to work in a dynamic environment where you will be advising, challenging, reviewing, training and supporting the business to understand its regulatory responsibilities and comply with regulations.
You will possess strong experience of European financial regulation, such as AIFMD and a background across real assets.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Posted by Hays Specialist Recruitment Limited • £45K/yr to £75K/yr
Corporate Tax Compliance Manager/Senior Manager (with flexible working arrangements) is required by one of the world's leading professional services organisations, covering 158 countries.
Your new company
This Firm works with some of the most successful organisations across the world, including dynamic entrepreneurs and thriving private businesses.
Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams.
Offer guidance on Environmental, Social, and Governance (ESG) considerations and the global distribution of products and services.
Advise on financial promotions for global distribution, including presentations, factsheets, white papers, website content, and other communications to prospects and investors.
Posted by London Stock Exchange • £20K/yr to £100K/yr
LSEG is more than a diversified global financial markets infrastructure and data business.
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
Posted by Science & Technology Recruitment • £35K/yr to £45K/yr
The Senior Regulatory Compliance will be responsible for leading product regulatory activities through monitoring, developing, and implementing strategies/programs to ensure compliance with the required chemical control laws.
The individual will lead product regulatory activities to ensure compliance with the appropriate chemical control laws for the global markets.
As such, the role requires expert knowledge of chemical control regulations.
Posted by Pure Resourcing Limited • £55K/yr to £75K/yr
A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London.
As the Senior Compliance Officer you will be responsible for the provision of compliance/regulatory advice and support for all operational areas of the business, ensuring the company's regulatory and conduct risk appetite, with a material focus on protecting the business from Financial Crime.
Specialising within BTL and Bridging Finance lending, our client prides itself on service and finding workable lending solutions for their clients.
Posted by Clearwater People Solutions Ltd • £60K/yr to £65K/yr
Are you an FCA Compliance Manager looking for a part-time role in a supportive, rewarding organisation?
As the Regulatory Compliance Manager, you will play a critical role in ensuring day-to-day regulatory compliance across all company activities.
Reporting to the Chief Risk Officer (CRO), you will maintain the Compliance Framework, manage regulatory relationships, and oversee government compliance, focusing on risk management and privacy.