The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies.
Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week.
This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.
Issue resolution on compliance matters
Manage trading restrictions and related activities
Corporate Tax Compliance Manager/Senior Manager (with flexible working arrangements) is required by one of the world's leading professional services organisations, covering 158 countries.
Your new company
This Firm works with some of the most successful organisations across the world, including dynamic entrepreneurs and thriving private businesses.
A small European Bank has an exciting opportunity for an experienced Compliance Manager.
Your responsibilities will include
Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch.
Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries.
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London.
In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture.
Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards.
As a Senior Compliance Officer, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation.
Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job?
Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the remote role comes with an attractive salary package £90k-£100k package including Bonus, Share options, Pension etc...
RecruitAbility has an excellent opportunity for a Senior Compliance Executive to join a well-established accountancy and taxation practice who are dedicated to providing an excellent service to their clients believing in innovation, continuous improvement, and investing in their people.
The role of Senior Compliance Executive
As a Senior Compliance Executive, you will be at the forefront of this exciting role, making a significant impact on the firm's and their clients' business compliance.
You will be responsible for
Updating, maintaining, and safeguarding company registers.