The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
Posted by Rise Technical Recruitment Limited • £45K/yr to £50K/yr
Do you have a background in product compliance/approvals/conformity?
An excellent opportunity for a Product Compliance Engineer with electromechanical product experience looking to take the next step in their career at a world leading company who can offer extensive training and the chance to progress into senior positions.
Would you like to work for a world leading company?