Undertake daily trade surveillance and investigate alerts to identify potential market abuse.
Act as a subject matter expert.
General
Due to continued business growth, we are now hiring for an experienced Market Abuse Surveillance Analyst to support the Financial Crime Manager with all matters of preventing, detecting and escalating concerns of market abuse.
Posted by IDEX Consulting Ltd • £40K/yr to £70K/yr
Pretty bold mission statement right, but these guys are making waves in the UK Insurance market having picked up 2 industry awards and are on track to achieve strong business growth across 2021/22.
A good sized independent and nimble business, known to be one of the fastest growing insurance firms in Yorkshire.
Our aim is to be the most referred Commercial Transport Broker in the UK, and our mission is to attract the best advice led Account Directors for our business"
We're now looking to recruit a Head of Internal Controls to join the team and play an integral part in shaping the Group's financial, operational and compliance control environment, as a growing and ambitious FTSE 250 business.
It will provide excellent exposure to the business working with senior members of the Finance team, Operations, Product owners, Technology services and Risk and Compliance.
The role involves overseeing the creation of a new Internal Controls team and leading the implementation, enhancement, ongoing monitoring and reporting of financial, operational and compliance controls across multiple business areas.
A new and exciting opportunity has arisen to join AJ Bell as an Operational Financial Crime Manager.
The successful candidate will lead the first line team who serve as the primary responders to referrals originating from Customer Services and Operations business areas.
Key responsibilities of the role will include triaging the referrals, conducting an initial risk assessment and determining whether escalation to the second line team for further review is necessary.