The Compliance and Risk Manager will be responsible for ensuring that the firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining reputation for excellence.
Are you looking for your next challenge in your Compliance career?
A Legal 500 ranked law firm based in Farnborough are seeking a diligent and experienced Compliance and Risk Manager to join their team.
Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
This role will provide insight, oversight and challenge on risk and compliance matters.
As the Senior Compliance Manager within the second line of defence (2LOD) risk and compliance function you will have the chance to shape the risk and compliance approach within company.
An exciting opportunity to move into a newly created role, reporting directly into the Head of Compliance.
Posted by GREATOREX & PAYNE LTD • £24K/yr to £30K/yr
This position will involve supporting the Risk & Compliance team, with responsibilities to include:
The successful candidate will play a crucial role in ensuring that this growing organisation adheres to all financial regulatory requirements and internal risk policies.
I am seeking a diligent and detail-oriented individual to join my rapidly growing Black Country based client.
Posted by London Stock Exchange • £20K/yr to £100K/yr
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
LSEG is more than a diversified global financial markets infrastructure and data business.
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
Posted by CBC Resourcing Solutions • £35K/yr to £42K/yr
Key responsibilities include
Assisting the senior managers in complying with FCA principles, rules and legislation.
General
They are looking to appoint an experienced compliance and risk officer to join their UK head office risk team, based near Uttoxeter (3 days in the office).
Our client is the financial services arm of a blue chip, international equipment manufacturer.
Managing all aspects of administration in relation to FCA and other regulatory requirements, compliance and risk management.
To assist the Compliance & Risk Team in all areas of general compliance and risk administration, with specific focus on dealing with business queries, sanctions issues, counterparty due diligence, security assessments, and the compliance monitoring plan.
General
An established and highly respected Lloyd's Insurance Brokerage is currently recruiting for a Compliance and Risk Assistant for their London team.
We are partnering with an insurance firm to hire a compliance manager who will report to the Head of Risk.
This person will work closely with partner companies, leading risk planning initiatives, and employing a forward-thinking approach to enhance compliance and regulatory practices.
Key focus of the role will be ensuring adherence to prudential and conduct regulations.
You will collaborate closely with the Legal team, Data Protection Office, and Technology departments to develop, implement, and manage an effective compliance program.
In this role, you will be responsible for ensuring the business operates in full compliance with applicable legal and regulatory requirements, as well as internal policies and procedures.
Location Burton on Trent Hybrid working (1-2 days on site)