I am seeking a diligent and detail-oriented individual to join my rapidly growing Black Country based client. The successful candidate will play a crucial role in ensuring that this growing organisation adheres to all financial regulatory requirements and internal risk policies.
This position will involve supporting the Risk & Compliance team, with responsibilities to include:
- Preparing & checking documentation for financial authority review and internal compliance purposes
- Maintaining client databases, ensuring accuracy of all contact & financial information
- Ensuring investment procedures are followed, in accordance with Anti Money Laundering rules
- Analysing and tracking risk issues, escalating where necessary
- Assisting the with the development, implementation and maintenance of compliance policies and procedures to ensure adherence to regulatory standards
- Documenting internal audit results
- Preparation and submission of regulatory reportsThe successful candidate will have either prior experience in risk & compliance management, and Know Your Customer principals, perhaps within the banking/financial services sector, or an interest in pursuing a career in this field after graduating in a relevant degree subject.