The Compliance and Risk Manager will be responsible for ensuring that the firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining reputation for excellence.
Are you looking for your next challenge in your Compliance career?
A Legal 500 ranked law firm based in Farnborough are seeking a diligent and experienced Compliance and Risk Manager to join their team.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Posted by London Stock Exchange • £20K/yr to £100K/yr
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
LSEG is more than a diversified global financial markets infrastructure and data business.
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
Managing all aspects of administration in relation to FCA and other regulatory requirements, compliance and risk management.
To assist the Compliance & Risk Team in all areas of general compliance and risk administration, with specific focus on dealing with business queries, sanctions issues, counterparty due diligence, security assessments, and the compliance monitoring plan.
General
An established and highly respected Lloyd's Insurance Brokerage is currently recruiting for a Compliance and Risk Assistant for their London team.
Bloomberg's Risk, Legal, & Compliance Departments play a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
For Multi-Asset Risk System (MARS) and Portfolio Risk Analytics (PORT) products, we partner with Sales and Account Management throughout the sales process to guarantee the solution is a fit for our client's needs.
Today, Risk Implementations handle multi-asset risk products, which include MARS Front Office Risk, Market Risk, Credit Risk, Counterparty Risk, Hedge accounting and Collateral management.
The Risk Implementation Team provides our clients outstanding service in scoping, deployment, and integration of our solutions within the framework of their existing businesses.
Posted by SSG Recruitment Partnerships • £80K/yr to £90K/yr
Our client is not just another search and selection consultancy; they are pioneers in transforming the landscape of governance and cybersecurity.
They partner with CFOs, CROs, CCOs, CISOs, Chief Auditors, and their leadership teams to drive Diversity, Equity, and Inclusion (DEI) initiatives, creating workplaces where every individual feels safe, belongs, and is empowered to reach their full potential.
Their mission is clear: changing the face of governance and cyber security one person at a time.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.