This exciting and rapidly growing Insurance market MGU is recruiting for a Risk and Compliance Officer to govern and oversee both the new and existing MGA's under their management.
The Risk and Compliance Officer will report to the Group CRO and will be responsible for the MGU providing operational, technological and regulatory infrastructure, allowing the MGAs to focus on Underwriting, Sales and Distribution.
THE ROLE
The RCO is responsible for ensuring that the organization adheres to all relevant regulatory requirements and internal policies within the insurance sector.
Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
This role will provide insight, oversight and challenge on risk and compliance matters.
As the Senior Compliance Manager within the second line of defence (2LOD) risk and compliance function you will have the chance to shape the risk and compliance approach within company.
An exciting opportunity to move into a newly created role, reporting directly into the Head of Compliance.
Posted by GREATOREX & PAYNE LTD • £24K/yr to £30K/yr
This position will involve supporting the Risk & Compliance team, with responsibilities to include:
The successful candidate will play a crucial role in ensuring that this growing organisation adheres to all financial regulatory requirements and internal risk policies.
I am seeking a diligent and detail-oriented individual to join my rapidly growing Black Country based client.
Posted by CBC Resourcing Solutions • £35K/yr to £42K/yr
Key responsibilities include
Assisting the senior managers in complying with FCA principles, rules and legislation.
General
They are looking to appoint an experienced compliance and risk officer to join their UK head office risk team, based near Uttoxeter (3 days in the office).
Our client is the financial services arm of a blue chip, international equipment manufacturer.
You will report to the Head of Risk and Compliance, helping the client comply with regulatory requirements, industry standards and internal processes, whilst fostering a strong compliance culture within the team.
We are currently working with a Financial Services client based in North Tyneside who are looking for a Regulatory Risk and Compliance Manager to join their team in order to ensure compliance frameworks are efficient and effective.
This role has a salary up to £45,000, working Monday to Friday 9-5, with hybrid working available after completing a successful probation.
We are partnering with an insurance firm to hire a compliance manager who will report to the Head of Risk.
This person will work closely with partner companies, leading risk planning initiatives, and employing a forward-thinking approach to enhance compliance and regulatory practices.
Key focus of the role will be ensuring adherence to prudential and conduct regulations.
You will collaborate closely with the Legal team, Data Protection Office, and Technology departments to develop, implement, and manage an effective compliance program.
In this role, you will be responsible for ensuring the business operates in full compliance with applicable legal and regulatory requirements, as well as internal policies and procedures.
Location Burton on Trent Hybrid working (1-2 days on site)
A market-leading specialist insurance company are looking to recruit a Risk and Compliance Manager to support the Head of Risk and Compliance in ensuring that business processes, transactions, and corporate governance adhere to all relevant regulatory, legal, and internal guidelines.
Role and Responsibilities
Development and enhancement of compliance processes in accordance with market practice to meet regulatory expectations, setting up and monitoring adequate and appropriate systems and controls to ensure that the firm meets its regulatory requirements.
Building effective relationships within the business to ensure that an effective compliance culture is in place, promoting positive engagement and behaviours within Commercial Express, leading by example as a role model.