This exciting and rapidly growing Insurance market MGU is recruiting for a Risk and Compliance Officer to govern and oversee both the new and existing MGA's under their management.
The Risk and Compliance Officer will report to the Group CRO and will be responsible for the MGU providing operational, technological and regulatory infrastructure, allowing the MGAs to focus on Underwriting, Sales and Distribution.
THE ROLE
The RCO is responsible for ensuring that the organization adheres to all relevant regulatory requirements and internal policies within the insurance sector.
The Risk Implementation Team provides our clients outstanding service in scoping, deployment, and integration of our solutions within the framework of their existing businesses.
For Multi-Asset Risk System (MARS) and Portfolio Risk Analytics (PORT) products, we partner with Sales and Account Management throughout the sales process to guarantee the solution is a fit for our client's needs.
Today, Risk Implementations handle multi-asset risk products, which include MARS Front Office Risk, Market Risk, Credit Risk, Counterparty Risk, Hedge accounting and Collateral management.
As a leading recruitment agency, we are pleased to present a stellar opportunity for a seasoned professional in the Compliance industry.
Our client, an esteemed company in the Insurance sector, is seeking a dedicated and experienced Head of Sanctions & Financial Crime to lead their department.
This is a permanent position based at the heart of their operations.
Posted by Douglas Scott Legal Recruitment • Competitive
Are you passionate about Risk & Compliance?
Risk & Compliance Advisor; Leading Law firm
This pivotal role within a a leading law firm offers a unique chance to become a frontline advisor to fee-earners and business teams, ensuring adherence to all regulatory requirements.
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for.
It's what keeps us inventing and reinventing, all the time.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.