As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
An exciting opportunity has arisen to join our Financial Crime team.
We are seeking a Transaction Monitoring Analyst who will play a critical role in ensuring the company's compliance with financial crime regulations through the detection and prevention of financial crime.
Prior experience of Transaction Monitoring, transactional analysis, SAR disclosures and DAML are a key requirement of this role.
Undertake daily trade surveillance and investigate alerts to identify potential market abuse.
Act as a subject matter expert.
General
Due to continued business growth, we are now hiring for an experienced Market Abuse Surveillance Analyst to support the Financial Crime Manager with all matters of preventing, detecting and escalating concerns of market abuse.
Posted by Penguin Recruitment Ltd • £25K/yr to £26K/yr
Duties of this role are-
We are seeking a Graduate Acoustic Consultant to work for UK leading environmental noise consultancy to be based in their Manchester office.
Projects include an interesting mix of public and private sector clients, where you'll have the opportunity to cover unique assessments within property, transport, and infrastructure developments.
Benefits: 25 Days Holiday BH, Flex Benefits (EMCOR UK discount scheme)
About EMCOR UK
We prioritise people in everything we do, collaborating closely with our customers to understand all their needs, from the big picture to day-to-day operations.
At EMCOR UK, we revolutionise facilities management by combining our engineering heritage and innovation capability.
The role will involve taking responsibility for the following
Reviewing third-party audit reports (client file reviews) and analysing the findings.
Job Description
Our client is a national wealth management firm who are looking for an experienced Training and Competence Manager.
This is a fantastic opportunity for someone wishing to join an exciting wealth management group focused on providing top-quality financial advice and wealth management services to retail and professional clients.