Key responsibilities of the Regulatory Compliance Manager
Maintain and oversee the IBIC Log of regulatory incidents and issues, ensuring timely notifications, responses and escalations as required.
Act as the primary liaison with the Solicitors Regulation Authority (SRA), managing self reporting, audits, applications, and enquiries with confidence.
General
We have an exciting opportunity for a proactive Regulatory Compliance Manager to spearhead our compliance initiatives and ensure we meet and exceed industry standards.
The IT Regulatory Reporting Governance function provides a 24x7 service to manage IT Regulatory reportable events regarding IT production incidents that may require reporting to regulators globally in accordance with regulatory requirements.
The function provides a 24x7 service to manage the Regulatory Reporting events related to IT production incidents that may require reporting to regulators globally in accordance with regulatory requirements.
The IT Regulatory Reporting Governance Manager is part of the IT Regulatory Reporting Governance Function within Operations Management, TDI.
A key focus will be on interpreting regulatory changes and supporting business areas in their implementation.
This General Insurance provider is seeking a proactive Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.
In this role, the manager will provide clear and timely regulatory guidance on daily operations and key initiatives, such as product launches and projects.
Posted by Evolve Selection Ltd • £27K/yr to £35K/yr
They're on the search for a motivated Regulatory Affairs Officer to join their team based in the West Midlands.
Evolve are working with a leading pharmaceutical organisation who have been a key player in procuring and supplying pharmaceutical products in the UK.
They maintain strong relationships with leading pharmacy groups, manufacturers and the NHS to provide a wide range of products at competitive prices in the market.
In this role, you will sit within the Compliance Risk Management Office (CRMO) and report to a Compliance Risk Assessment (CRA) VP responsible for the facilitation and execution of compliance risk assessments globally.
Job Title: Non-Financial Risk (NFR) - Investment Bank Business Line Operational Risk.
Corporate Title
Assistant Vice President.
General
You will work with the Non-Financial Risk Management (NFRM) function whose purpose is to ensure that the banks Non-Financial Risk exposure is adequately managed in-line with the group wide risk appetite and NFRM framework.
The Gambling Commission (the Commission) regulates the people and businesses that provide gambling in Great Britain, including the National Lottery.
To help maintain high standards of probity and integrity expected of a public body, the Commission's Audit and Risk Committee are seeking an independent member with experience and qualifications in audit, accountancy and/or risk management.
As the independent member of the Committee, you will bring an external perspective, constructive challenge, and additional scrutiny to the work of the Committee.