As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Operatingacross all areas of the companyto ensure business and productcomplianceat national and international legislative and regulatory requirements is maintained to required standardspredominantly, but not limited to: ISO 9001, EN 15660, EN 12101-8, EN 1366-2, EN 1366-10, EN 13501-3, EN 13501-4, EN 15882-2, EN 1751).
Do you have a relevant industry qualification such as NEBOSH
Do you have previous experience at management level dealing with compliance, audit & certification requirements?
General
Our client a well known, established manufacturer in Kent is in need of a compliance manager that can help maintain their exceptional standards.
Due to continued growth, our Client is seeking a Legionella Risk Assessor to join their busy team in the South East of England.
Candidates will need existing experience undertaking risk assessments on Domestic Hot & Cold systems, and will need to complete some ad-hoc Water Hygiene tasks when required.
Posted by Lawes Consulting Group • £22K/yr to £32K/yr
General
Reports into: Branch Manager
Purpose of the role
The purpose of the role is to provide quotations for New Business and Renewals to assist the Branch and be a referral point for the Assistants.
The role requires dealing with clients over the phone and via e-mail to ensure retention and sales targets are maximised, through the provision of efficient communication & negotiation skills.