Are you a compliance specialist with experience in audit/monitoring within a regulated organisation?
Do you have sound knowledge of FCA or other international regulatory bodies?
A bit about us
At BNP Paribas Personal Finance, we are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an open and inclusive environment.
This is a full time position working Monday to Friday between the hours of 8am and 5pm.
The role will involve developing and implementing the Asset Management Strategy and overseeing the delivery of cost-effective strategies to manage the assets and ensure the safety of the properties.
We are currently recruiting for an experienced Senior Manager to join the Assets Management and Safety team for a large housing association based in Birmingham.
Oversee and ensure the company's compliance with all FCA regulations and standards.
General
Chapman Tate Associates is delighted to partner with a leading insurance company in their search for a dynamic and experienced Compliance Manager.
This is a fantastic opportunity for a professional with a background in Insurance or MGA, who is well-versed in FCA Rules and Regulations and has a solid understanding of Delegated Authority.
Manage and lead a small team of Compliance Business Partners.
Job Description
Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.
General
The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices located in the West Midlands.
The Technical sales support/Paraplanner will be required to carry out the technical aspects of preparing for client meetings, including completion of regular review, analysis/opportunity spotting and writing suitability reports.
NJR are currently working with a chartered firm who are looking for a Technical sales support to join their team.
Compliance Manager, West Midlands, £35,000 - £45,000 (DOE) A new opportunity for an experienced Compliance Manager to join its busy and growing practice.
To apply or to register your interest, please call Theresa Lucas on and quote Job Ref:TL6266
OVERVIEW
You will be responsible for overseeing and managing the legal compliance and regulatory policies to ensure the firm maintains its standard of legal excellence and compliance.