My client, a growing Wealth Management Group, is looking to hire a Head of Compliance (SMF 16) to play a critical role in ensuring adherence to regulatory standards and fostering a culture of compliance throughout the organization.
Reporting directly to senior management, you will provide expert guidance on regulatory matters, oversee compliance operations, and lead initiatives to uphold the highest standards of integrity and transparency.
Candidates should ideally have strong compliance experience in wealth/asset management and may have held SMF16/SMF17 roles previously.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
We are looking to recruit a Compliance Manager to provide support to the Head of Residential Compliance and UK offices, both Residential and Non-Residential.
The role will include reviewing and communicating changes to government legislation to the business, project related tasks and day to day support.
Experience is essential within the property industry.
QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our London office.
In this role you will lead the respective part of the Compliance function to ensure the delivery of the department's strategic objectives, provide guidance and develop Compliance Manager (as appropriate) and their team and deputize for the Compliance Director as appropriate.
The Head of Compliance will look after compliance matters for international business currently focused on the UK, Europe and US and provide key advice and insight as the business expands into new international jurisdictions and new markets.
Within a growing and ambitious business environment they are seeking a driven, collaborative and solution-focused compliance professional.
An opportunity to join a leading international insurer in the healthcare liability space.