MERJE are working with a leading financial services' business who are looking for a Compliance Manager to join their fast growing team.
Key Responsibilities:
- Lead with implementing and maintaining the compliance framework and associated documentation.
- Lead in the drafting, reviewing, and updating of compliance policies and procedures, ensuring documentation of compliance tasks and decisions.
- Maintain processes and controls ensuring their compliance with key regulations and legislations.
- Lead with the creation and performance of controls related to the business.
- Support with the communication to the business functions of ongoing key updates related to reviews.
- Lead with the undertaking of focused and thematic reviews and testing including the Compliance Annual Plan, agreeing findings, and issuing monitoring reports to the business.
- Conduct regular compliance assessments and reviews to ensure adherence to internal policies and regulations impacting the business
- Lead with the preparation of management information (MI) for the Head of Compliance to include in monthly MI, and compliance committee reporting around compliance monitoring activity undertaken.
Key Requirements:
- Experience drafting Compliance policies and procedures
- Strong FCA regulatory knowledge
- Excellent organizational and communication skills
- Strong financial services experience
This opportunity is offering great career growth and earning potential going forward, to find out more please apply.