Due to changes within the compliance function, our client, a mid-sized IFA Firm (part of a larger business), has an immediate requirement for a T&C (Training and Competence) Supervisor.
The individual will join an existing and established compliance team and will be based out of modern, professional offices in Tyne and Wear.
This is a superb and rare opportunity in the North East, for an individual to use their experience of Adviser monitoring and development, to ensure quality and regulatory requirements are met.