You will support the Head of Compliance and work with the Senior Compliance Consultant in all aspects of Compliance providing support internally and externally to ensure that the firm complies with all relevant and required regulation and legislation.
We are seeking an experienced Compliance Officer to join our small Compliance team.
This role will be based in our Manchester office, with occasional travel to other offices.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
General
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
As Head of Compliance, you will lead a team responsible for ensuring regulatory compliance across all business operations.
Due to growth and expansion they are looking to recruit a Head of Compliance on a part time basis (3 days per week) who will lead the firms compliance function, ensuring the business meets its regulatory obligations and commitment to maintaining the highest standards of compliance and ethical business practices.
Our client is an exciting start up that offers niche consumer finance products to their growing client base.
Posted by Imperium Financial Recruitment • £70K/yr to £90K/yr
General
Reporting to: Head of Legal and Compliance
Recruitment Agency: Imperium Financial Recruitment
Company Overview
A leading Corporate Recovery firm, renowned for its expertise in helping businesses navigate financial difficulties, is seeking an experienced Insolvency Compliance Solicitor to join its in-house team.
Alexander Lloyd are pleased to partner with a forward thinking, innovative Law firm on the hire of an experienced Compliance Manager that specialises in Anti-Money Laundering & Customer Due Diligence.
The role is available purely due to their extensive growth and will potentially be the first of a few over the next year or so.
The role itself will be practically fully remote, however attendances in London, Birmingham or Manchester will be required for meeting purposes from time to time.
An opportunity for a leading Compliance consultancy in the Cheshire area is looking to add to their team with an additional Technical Consultant with the remit to deliver high quality regulatory support and guidance to the partner firms linked to the business.
The role is home based.
This will predominantly in relation to client file reviews.
This is a key role that supports the day-to-day operations, ensuring that the company remains compliant with all relevant health and safety regulations.
They are looking for a competent and responsible Health & Safety and Compliance Administrator to join their team.
Our client is a busy and rapidly growing industrial packaging company based in Newton Heath, Manchester.
Assist the Compliance Officer for Legal Practice (COLP) in handling claims, complaints, Data Subject Access Requests (DSARs), and associated litigation.
General
A leading law firm in Manchester is looking for an experienced Risk & Compliance Executive to join their dynamic team.
This is an exciting opportunity for someone with a strong background in compliance and civil litigation to play a key role in mitigating regulatory risks and exposures.