Posted by Broadgate Search Ltd • £40K/yr to £50K/yr
General
Compliance Monitoring Manager
This position will assume responsibility for the company operating within all FCA, regulatory requirements, as well as internal policy; the business is a very well-established name in the Investments sector, known for their bespoke offerings within the pensions and financial advisory space.
The Role
Regularly review compliance policy and procedure for the business.
We are seeking a highly organised Compliance Coordinator to provide high-quality administrative support to our Clients Security Controller (SC) and senior managers.
You will play a vital role in ensuring our clients personnel and security data is updated and assist in maintaining strong relationships with internal and external stakeholders.
Our client is a leading provider of mechanical power transmission solutions for industrial applications, combining almost three centuries of combined gear engineering expertise with global manufacturing to service customers in commodities, marine, defence, power, industrial and consumer markets.
Tey are a multi-service law firm across criminal, family, civil rights and more, withh offices across the UK, Manchester, Leeds, Birminghham and across the south.
We're currently working with a brilliant Legal 500 law firm, tier 2 for crime and fraud, tier 3 real estate.
Our client operates in over 20 countries and is very much renowned as a world-leader within its chosen markets.
A highly prestigious global insurance company seeks a Conduct Customer Outcomes Manager to play an integral role its strategic growth.
Currently enjoying 20% year on year growth, and with plans to double in size over the next 5 years, this organisation is investing heavily in the expansion of its broker distribution arm.
Posted by Broadgate Search Ltd • £50K/yr to £55K/yr
Senior Compliance Officer
This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector.