The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.
The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements, must have 5 years' experience within Financial Services.
NLB Solutions are working with a financial services business in the search for a Compliance Manager.
The successful candidate will report directly to the CFO and manage a small team.
Posted by Nouvo Recruitment (London) Ltd • £70K/yr to £80K/yr
Nouvo Recruitment are looking for an experienced Head of Compliance to join our amazing client based in Hertfordshire.
Exceptional leadership skills: Lead, inspire, and guide your team while ensuring a positive, collaborative working environment.
This is an amazing opportunity for someone looking to join a rapidly growing company within the property sector to head up their successful property department.
Recruit Wealth are delighted to be representing one of our very best Financial Planning clients in Hertfordshire for a Compliance Officer, to oversee compliance, T&C and AML, whilst working closely with the senior leadership team.
Posted by The Institution of Engineering & Technology • £45K/yr to £55K/yr
You'll oversee compliance with key legislation, including the Companies Act and Charities Act, and maintain vital registers, such as Declarations of Interests.
What you'll be doing
You'll provide essential governance advice and support to the Board of Trustees and Executive Directors, ensuring they meet their responsibilities in line with best practice and legal requirements.
Benefits: 25 days holiday BH, Company Pension, Company Sick Pay Flex Benefits.
About EMCOR UK
We prioritise people in everything we do, collaborating closely with our customers to understand all their needs, from the big picture to day-to-day operations.
At EMCOR UK, we revolutionise facilities management by combining our engineering heritage and innovation capability.