The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
The Compliance Administrator plays a crucial role in assisting the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships.
This position provides administrative and operational support to ensure efficient and effective oversight activities.
Posted by Douglas Scott Legal Recruitment • Competitive
I am currently recruiting for a Technical and Compliance Manager on behalf of a forward thinking Law Firm based in Gloucestershire.
The firm is seeking a self-motivated individual to oversee and manage the technical legal advice program across all transactional teams.
This position is ideal for an experienced and passionate Property Solicitor looking to contribute directly to the success and growth of a well-respected legal practice.
A leading firm with a national presence in the equity release sector is seeking a skilled and driven Technical and Compliance Manager (Residential Conveyancing Solicitor) to join their team in the Gloucester office.
With hybrid working flexibility, this is an exciting opportunity for an experienced conveyancing professional to take a leadership role within a dynamic law firm.
Posted by Anderson Recruitment Ltd • £30K/yr to £35K/yr
Our client in Tewkesbury, with over 15 years' experience within the construction industry have a brand-new opportunity for a Compliance Coordinator to join their ever-growing team on a permanent basis.This is fantastic opportunity to work within a growing business in a fast-paced busy environment, with a real team buzz!
The successful candidate will be working closely with the Group Health and Safety Manager ensuring all relevant laws, regulations and standards are being followed whilst assisting in the development and implementation of new policies and procedures.
A valid UK driving licence is essential as on occasion you may be required to visit construction sites across the UK.
Posted by TSR Legal Recruitment • £55K/yr to £80K/yr
Overview
You will provide guidance, support, and supervision to our transactional teams, driving excellence in legal service delivery and compliance.
TSR Legal are pleased to be working with a well-established Conveyancing Law firm who are seeking a highly skilled and experienced Residential Conveyancing Solicitor to join their team as a Technical and Compliance Manager.
This role is pivotal in overseeing and managing the technical legal advice program for the firm, ensuring compliance with all relevant laws, regulations, and best practices in residential conveyancing.