The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
Reporting to the Governance & Risk Partner and working as part of the Governance & Risk team, you will play a critical role in providing legal and regulatory advice and guidance across the Firm.
First rate opportunity for a Risk and Compliance lawyer to join a dynamic, forward-thinking, agile law firm.
The firm promotes a flexible working culture and this role would be hybrid with a mix of home working, as well as 2-3 days a week from the firm's Exeter, Bristol, Cheltenham or London office.
Liaising directly with stakeholders to discuss and investigate questions arising from due diligence.
Oversee diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations.
General
Our Client, a leading Insurance Broker are looking for a Appointed Representative oversight professional to support their Compliance team in Gloucester.