Posted by Page Personnel Secretarial & Business Support • £28K/yr to £32K/yr
General
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid, reduce or transfer the financial liability.
A well known client in the Woking area.
Description
Point of referral for colleagues, our Business Partners and anyone reporting concerns or issues with current Members across The Travel Network Group;.
The Professional Ethics & Compliance Team support the work of the firm's Compliance Officer for Legal Practice (COLP), the Compliance Officer for Financial Administration (COFA) and the firm's other SRA Officers in promoting a culture of ethical conduct and regulatory compliance.
Overall purpose for this role
The SRA officers are partners, associates, and senior staff members with specific compliance responsibilities: Complaints Partner, Anti-Money Laundering Reporting Officer and Deputy Anti-Money Laundering Reporting Officer, Professional Indemnity Insurance Officer, Anti-Bribery Officer, Insurance Distribution Officer and Data Protection Officer.
Posted by Harwood Recruitment Solutions Limited • £23K/yr to £24K/yr
The Legal firm provides a comprehensive range of commercial, dispute resolution and litigation, employment, cyber security and cyber-crime, corporate, intellectual property, real estate and technology, media and telecoms advice to both businesses and individuals.
My client is an award winning South East law, Legal 100 firm with offices in London, Brighton, Gatwick, Guilford, Horsham and Hassocks.
They have grown rapidly since it was established in 1970, and has a headcount of approx 350.
£10 billion as a Compliance Monitoring Analyst (Financial Promotions / Communications) where you will hold this dynamic hybrid role, you will play a crucial part in supporting their Marketing and Distribution teams by reviewing and approving financial promotions and documents.
The role will also encompass regulatory horizon scanning, ongoing monitoring and providing constructive feedback to teams ensure comply with regulations.
Join our client, a prestigious and growing Asset Manager, managing approx.