The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
This role is based in the heart of London, offering an 18-month fixed term contract.
Compliance Framework looks to ensure a deep understanding of and adherence to the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally.
Reports to the Head of Global Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the Compliance Framework disciplines of Regulatory Change Management, Compliance Rule Mapping, Compliance Risk Assessments and Compliance Monitoring.
This manager in Compliance Framework also oversees the maintenance of Northern Trust governance documents database (OneBook) as well as Compliance-owned governance documents; and manages partners who provide reporting to the Global Compliance Committee and Compliance and Ethics Oversight Committees on the Compliance Framework and Compliance-owned Risk Profiles.
I am currently partnered with a Local Government authority in Central London who require a Commercial Policy & Compliance Officer to join their team on a 6-month contract to support the Commercial Director in the provision of strategic support, development and planning for Commercial Services and the wider business, and in ensuring consistency of procurement policy and guidance across the business and alignment of their initiatives to the Procurement Code.
Main Duties & Responsibilities
Responsibility for the creation, development and maintenance of procurement policy, guidelines and compliance activities, including bench-marking and implementation of best practice.
To author user documentation, manuals, guidance notes, etc.
My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring.
The individual will provide subject matter expertise and advice on financial crime; sanctions and licensing matters as well as support the monitoring function and provide guidance where needed.
We are seeking a highly knowledgeable and experienced Regulatory Reporting Compliance Advisor on a contract basis to join the compliance advisory team.
This role involves reviewing requirements, advising on regulatory interpretation and practice, control design, and resolving queries from the First Line of Defense (1LOD) regulatory reporting teams.
The ideal candidate will focus on key regulatory frameworks, including MiFID II, EMIR, and SFTR, providing interpretative and advisory support to our regulatory reporting colleagues.
Responsibilities include, but are not limited to:.
General
Based in the compliance onboarding team of a global broking organisation we are looking for someone with five years KYC and AML experience within the financial markets.
It would be highly preferred that you have a background on-boarding both Clearing and Execution clients within the exchange traded futures and option arena.