The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the firm.
This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm's departments.
Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business.
Posted by Bibby Financial Services • £50K/yr to £64K/yr
Bibby Financial Services have an exciting opportunity available for a reliable Compliance Manager FX & Leasing to join our team on a hybrid contract, flexible UK Location with some presence needed in Leeds/Brentwood on occasion.
We've supported small and medium-sized enterprises (SMEs) since 1982 and today we support more than 9000 businesses worldwide.
You will join us on a full time, permanent basis and in return, you will receive a competitive salary of £50,000 - £64,000 per annum and great benefits.
As Training & Competency Manager you will be responsible for ensuring adherence to both the FCA's and internal Training and Competence (T&C) regime, which requires firms to be able to demonstrate that relevant staff have the right qualities and competencies to carry out their responsibilities appropriately.
Own, manage and drive the plan for delivering training and competency for new starters aligned to company, industry and regulatory standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Training & Competency Manager.
We are working with our client to recruit an individual with attention to detail and diligence to join their Risk and Compliance team.
To be considered for the role, you'll require the following essentials:
If you have experience in conducting risk analysis, AML checks, resolving escalated conflicts and become a point of contact on all client onboarding queries we want to hear from you!
Mondelez International is committed to meeting or exceeding all applicable Safety and Environmental regulations and developing and maintaining a World Class Safety culture to achieve an accident free work environment.
Are You Ready to Make It Happen at Mondelez International