The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
To be responsible for you and your team in continually achieving and maintaining 100% compliance in respect of all landlord compliance areas which will include, gas, EICRs, asbestos, adaptation servicing, fire, legionella, powered doors, PAT testing, etc.
Contacts: 12 Month FTC
Key Responsibilities
To liaise with internal and external stakeholders as required in order to continually target and maintain 100% compliance across all of the Association's compliance areas.
The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the firm.
This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm's departments.
Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards..
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Head of Compliance.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Posted by London Stock Exchange • £20K/yr to £100K/yr
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
LSEG is more than a diversified global financial markets infrastructure and data business.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
Posted by Amazon Talent Acquisition • £10K/yr to £100K/yr
The Compliance Manager will support in providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input.This opportunity requires a subject matter expert to contribute within a fast-paced, growing team.
We are looking for an experienced compliance professional to join the Amazon EU S.a.r.l (AEU UK) team to support the compliance operations of the firm.
Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager will be responsible for supporting the various credit broking and insurance propositions within the UK.
Provide compliance advice in line with FCA principles and threshold conditions.
General
The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
Posted by Davies Talent Solutions • £40K/yr to £50K/yr
Role Overview
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
General
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.