As a Compliance Officer, you will play a crucial role in ensuring that the firm meets all its regulatory obligations and managing any associated risks.
Reporting directly to the Head of Compliance, you will provide expert advice and support on key regulatory issues, develop compliance frameworks, and conduct regular monitoring to ensure we stay compliant.
Our client is a market leading retail and financial services business who are recruiting the newly created role of Compliance Officer.
The Compliance Team Leader is responsible for managing the continuous conformance to the following Property Management areas:
We are seeking a highly skilled Team Leader to join our Property Management Compliance team; the role will report to the Compliance Manager and will be responsible for direct management of 3 team members.
The ideal candidate will posses strong Compliance skills having worked in a similar role previously and helps to support the Compliance function to undertake the responsibility of ensuring that all departments operate in line with regulatory, statutory, legal, and internal policies and procedures.
The Compliance Manager will be responsible for ensuring that the FCA regulated business complies with relevant regulations and laws, providing essential support to both operational teams and the Senior Leadership Team.
MERJE are delighted to be supporting a long standing financial services organisation whoa re recruitng a Compliance Manager due to growth of the firms compliance function.
The role also includes assisting the Head of Risk and deputizing when necessary.
You will support the Head of Compliance and work with the Senior Compliance Consultant in all aspects of Compliance providing support internally and externally to ensure that the firm complies with all relevant and required regulation and legislation.
We are seeking an experienced Compliance Officer to join our small Compliance team.
This role will be based in our Manchester office, with occasional travel to other offices.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
General
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Preferably, you'll have a minimum of three years of compliance experience in the legal sector.
Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis.
You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail.