Posted by Mortgage Saving Experts • £25K/yr to £30K/yr
Experience as a compliance office preferred but not essential but experience within the mortgage market essential a minimum of 2 years as a mortgage and protection broker or compliance officer for a mortgage related firm
This role would suit someone who is looking to start or further their career in compliance oversight and monitoring.
Job description: Full time Monday - Friday 9am - 5pm
Posted by LHH Recruitment Solutions • £50K/yr to £55K/yr
Compliance Monitoring - Pensions
As part of their organisation, you will play a vital role in ensuring regulatory compliance and monitoring adherence to internal standards.
Our client, a leading player in the Pensions industry, is currently seeking a talented and driven individual to join their team as a Compliance Monitoring professional.
Are you looking to work for an award-winning Legal firm who are seeking a Compliance Administrator to support the Information Services & Client Compliance Team.
This role is integral to the firm's Risk Management processes, providing efficient and effective client due diligence, conflict checking services, and client file opening.
Are you a proactive Office Administrator with a passion for compliance?
You will play a pivotal role in supporting compliance administration and providing general office support, contributing to the smooth and efficient running of the company.
Our client, a dynamic and growing organisation based in Chichester, is seeking a dedicated and detail-oriented professional to join their vibrant team.
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team
We have a full time permanent role in Horsham within this company working in their compliance department.
Posted by Henderson Brown Recruitment Ltd • £32K/yr to £33K/yr
Responsibilities of the role include
Ensure the business meets all customer, third-party, and internal standards through documented business practices and thorough audits.
General
As they continue to expand and grow their presence in the marketplace they are now seeking a driven and ambitious Technical Compliance Manager to join their business.
Our client is a leading food business who supply to a variety of the major retailers.
Posted by Vision-FS Recruitment • £35K/yr to £40K/yr
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.