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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaining ethical standards while supporting business objectives. Responsibilities: Develop and implement a robust legal compliance program in collaboration with the Head of Compliance. Draft and revise company policies to ensure alignment with legal requirements and industry standards. Proactively audit processes, practices, and documents to identify and address compliance gaps. Evaluate business activities to assess potential compliance risks and provide recommendations to mitigate them. Collaborate with external auditors and HR to address compliance matters related to onboarding new employees. Develop crisis management plans for compliance issues and handle violations promptly and effectively. Conduct training sessions to educate employees on regulations and industry practices. Stay updated with internal policies and business objectives to ensure alignment between compliance efforts and organizational goals. Requirements : Proven experience in client onboarding, KYC/KYB risk assessments, and familiarity with risk management principles. Some experience in a legal field/sector, dealing with contractual matters and legal advice. Knowledge of legal requirements and controls such as Anti-Money Laundering (AML) regulations. Excellent communication skills with high integrity and professional ethics. Strong business acumen, ability to understand business operations and objectives, and analytical mindset. Collaborative mindset with excellent attention to detail. Qualifications related to law, finance, business administration, or a related field. Experience with SharePoint, Excel, and other Microsoft packages is preferred.
My client is looking for a compliance officer with excellent attention to detail. Your Excel skills will be essential in analysing data, tracking regulatory changes, and producing insightful reports. Attention to detail isn't just a skill for you it's a way of life. You thrive in environments where precision is paramount, ensuring every aspect of compliance is thoroughly examined and addressed. But it's not just about numbers and documents. Your excellent attitude shines brightest when dealing with complaints and concerns, demonstrating empathy, professionalism, and a commitment to resolving issues effectively and efficiently. As the Compliance Officer, you'll be the guardian of integrity, ensuring that our operations adhere to all regulatory requirements and ethical standards. Your role will encompass everything compliance-related, from developing policies and procedures to conducting audits and providing training. for more information, Contact Sian Burke
My client is looking for a compliance officer with excellent attention to detail. You Excel skills will be your toolkit in analysing data, tracking regulatory changes, and producing insightful reports. Attention to detail isn't just a skill for you it's a way of life. You thrive in environments where precision is paramount, ensuring every aspect of compliance is thoroughly examined and addressed. But it's not just about numbers and documents. Your excellent attitude shines brightest when dealing with complaints and concerns, demonstrating empathy, professionalism, and a commitment to resolving issues effectively and efficiently. As the Compliance Officer, you'll be the guardian of integrity, ensuring that our operations adhere to all regulatory requirements and ethical standards. Your role will encompass everything compliance-related, from developing policies and procedures to conducting audits and providing training. for more information, Contact Sian Burke